Anti-Money Laundering Policy

Nexus Arb (hereinafter, "the Company") is committed to the global effort to prevent money laundering, terrorist financing, and the spread of weapons of mass destruction (collectively, "money laundering, etc."). We take seriously our responsibility to protect the integrity of the financial system and to ensure that neither our company nor our clients, officers, or employees are involved in any such activities.

Our Commitment

• Strict adherence to all applicable laws, regulations, and standards related to anti-money laundering and counter-terrorist financing.
• Proactive avoidance of customers or transactions suspected of being linked to illicit activity.
• Implementation of effective internal controls, including:
  • Risk assessments addressing exposure to money laundering threats.
  • Customer due diligence (CDD) and identity verification procedures.
  • Timely reporting of suspicious activity and implementation of asset freezes when appropriate.

Internal Control Framework

To ensure the effectiveness and sustainability of our anti-money laundering program, the Company has established a comprehensive internal control system, which includes:

• The development and continual refinement of internal policies and procedures to detect and prevent money laundering.
• Ongoing employee education to ensure all staff understand their responsibilities and the importance of compliance.
• Regular internal reviews to assess the effectiveness of AML controls and incorporate improvements based on those assessments.

Employee Responsibility

All officers and employees of Nexus Arb are expected to uphold the highest standards of compliance and vigilance. Through ongoing training and clear guidance, we ensure that everyone understands their role in identifying and preventing suspicious behavior.

Continuous Improvement

We recognize that the landscape of financial crime is constantly evolving. As such, Nexus Arb remains committed to strengthening our anti-money laundering capabilities through continuous monitoring, regulatory updates, and the integration of industry best practices.

Contact Information

For more information about our Anti-Money Laundering Policy or to report a concern, please contact us at:

compliance@nexus-arb.com