Legal Disclaimers

1. Introduction

This Legal Disclaimer governs all transactional engagements conducted by Nexus Arb ("the Firm"), a specialist Tier 2 investment firm executing trades exclusively on behalf of qualified clients. The Firm structures institutional transactions including but not limited to OTC block trades, private acquisitions, and proprietary investment strategies. No retail brokerage services are offered.

2. Institutional Trading Protocols

All financial transactions are executed solely by Nexus Arb through institutional channels.
Clients are free to manage their own investment activities independently. However, all transactions executed through the Firm must be conducted exclusively via the Firm's designated execution infrastructure. Direct client access to execution venues or counterparties is not permitted for Firm-facilitated trades.
Fund movements occur exclusively within Nexus Arb controlled financial infrastructure, with no client-initiated transfers permitted.
The Firm operates strictly as an institutional counterparty and does not function as a retail stockbroker, futures broker, or publicly accessible trading platform.

3. Regulatory Compliance Framework

Nexus Arb adheres to Basel III capital adequacy standards (CET1 ≥ 4.5%, Tier 1 Capital ≥ 6%) and liquidity coverage ratios (LCR ≥ 100%) as institutional best practices, notwithstanding its non-EU domicile. The Firm implements regular stress testing, segregated client accounts, and annual audits conducted by independent financial auditors.

4. Risk Disclosures

Liquidity constraints in OTC markets may impact transaction flexibility.
Extended settlement periods (T+5 or longer) may apply to block transactions.
Geopolitical or regulatory changes may affect cross-border financial flows.
Restructuring of terms may be required based on counterparty negotiations.
SPV-facilitated positions remain subject to original asset lock-up periods.
Clients acknowledge that investment structures may be subject to different legal, regulatory, and tax regimes in multiple jurisdictions, and assume full responsibility for complying with applicable laws in their respective locations.

5. Force Majeure Protections

The Firm shall not be held liable for any delay, disruption, or failure in performance resulting from events beyond its reasonable control. This includes, but is not limited to, acts of God, war, terrorism, pandemics, cyberattacks, regulatory changes or restrictions, infrastructure breakdowns, or systemic market dislocations.
This protection also extends to the failure of third parties, counterparties, service providers, or intermediaries to fulfill their obligations, including but not limited to trade execution, settlement, or delivery failures.
Transaction-specific insurance policies may apply, subject to defined terms, ceilings, and exclusions.
Force majeure relief remains valid for the duration of the underlying disruption, provided the Firm takes reasonable steps to mitigate its impact.

6. Liability Framework

Clients shall indemnify the Firm against losses due to misrepresentation, unauthorized disclosures, or breaches of confidentiality.
The Firm disclaims liability for third-party execution errors, regulatory actions beyond its control, or tax consequences affecting the client.
All communications and investment documentation are strictly confidential and intended solely for the recipient named. Unauthorized use, dissemination, or reproduction is prohibited.
Client data is managed in accordance with applicable offshore data protection laws and industry-standard confidentiality protocols.

7. Dispute Resolution

All disputes shall be resolved through binding arbitration in a recognized offshore financial jurisdiction, selected at the Firm's discretion. These terms are governed by the laws of the Firm's domicile. Claims must be brought within two years of the alleged breach or cause of action.

8. Client Confirmations

Clients confirm that they are professional or institutional investors and meet the eligibility criteria under applicable laws and regulations. For reference, see our Professional Investor Eligibility page.
Clients acknowledge that all transactions are executed by the Firm in accordance with its fiduciary duties and professional standards of care.
Clients confirm that they fully understand the nature and risks of the investment strategies presented and have the financial expertise to evaluate such opportunities.
Clients warrant that they have obtained, or had the opportunity to obtain, independent legal, tax, or financial advice prior to entering into any transaction.
Clients understand that while the Firm operates as a private offshore investment advisory entity, it does not provide tax advice of any kind. Clients are solely responsible for seeking independent tax advice relevant to their personal or institutional circumstances.
The Firm does not solicit the general public and all materials are provided exclusively to eligible counterparties on a reverse-enquiry basis.

Compliance Contact

compliance@nexus-arb.com