Operational & Governance Policy

1. Introduction

Nexus Arb maintains a robust Operational & Governance Policy designed to ensure business continuity, regulatory compliance, risk management, and institutional resilience. This framework establishes contingency measures, oversight protocols, and structural protections for all firm operations.

2. Governance & Compliance Framework

• Governance policies align with international standards, ensuring operational transparency.
• Regulatory adherence includes Basel III risk management requirements and IOSCO principles.
• Quarterly independent audits verify compliance and operational effectiveness.
• Board-level oversight ensures decision-making aligns with institutional best practices.

3. Business Continuity Strategy

• Nexus Arb has established a structured Business Continuity Plan (BCP) to safeguard operations.
• Disaster recovery protocols ensure uninterrupted service delivery.
• Redundant infrastructure mitigates operational risks stemming from system failures.
• Crisis response teams manage continuity efforts during adverse market conditions.

For the full Business Continuity Plan, please visit our dedicated page:

--------------- Business Continuity Plan ----------------

4. Risk Management & Contingency Planning

• Strict liquidity buffers maintain financial stability during market fluctuations.
• Strategic diversification prevents operational exposure to single-point failures.
• Insurance policies provide predefined coverage against force majeure events.
• Operational redundancies minimize systemic risk factors affecting business continuity.

5. Arbitration & Dispute Resolution

All disputes arising from governance and operational issues are resolved through binding arbitration in a recognized offshore jurisdiction (Macao / Hong Kong / Cayman Islands), at Nexus Arb election. Claims must be filed within two years from the alleged breach.

6. Acknowledgment & Contact Details

By engaging with Nexus Arb, stakeholders acknowledge compliance with the operational and governance policies outlined herein. For governance inquiries, contact compliance@nexus-arb.com.